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Corporate banking

Banking a consultancy

Low volumes, no inventory and a flexi-desk. Nothing about a consultancy is risky and nothing about it is substantial either, which is a different problem.

Low risk generallyLow substance the issueContracts solve it

The reality

What the bank is actually deciding.

Professional services companies are among the least risky customers a bank can have. There is no inventory, no trade finance, no complex corridors, and revenue arrives as fees from a small number of identifiable clients. The difficulty is the opposite of the trading company's: rather than too much activity to explain, there is too little evidence that any activity exists. A consultancy with a flexi-desk, one shareholder, no staff and a projection of two million dirhams looks, on paper, indistinguishable from a company created to move money.

Contracts are what resolve this, and consultancies are unusually well placed to supply them. A signed engagement letter with a named client, a statement of work, an invoice already raised, or even a letter of intent transforms the file, because it converts a projection into a commitment somebody else has made. Where the clients are overseas — which is common, and is often the whole reason a free zone was chosen — naming the countries and currencies up front matters more than it would for a domestic business, because unexplained cross-border receipts into a low-substance company is the exact pattern monitoring systems flag.

What gets asked for

Risk profile
Low — no inventory, no trade finance, few counterparties
Weakness
Low substance; hard to evidence that activity exists
What fixes it
Signed engagements, invoices, letters of intent
Overseas clients
Name the countries and currencies before transacting
Licence
Professional or consultancy — keep it narrow and accurate
Typical outcome
Straightforward, once the evidence gap is filled

Where the time goes

Signed client engagements50%Converts a projection into somebody else's commitment
Precise service description20%'Management consultancy' means nothing to an assessor
Declared client geography20%Cross-border fees into a low-substance company get flagged
Narrow licensed activity10%A trading line attached will be read as trading

Proportions indicative — they shift with visa count, premises and activity.

What fills a consultancy's evidence gap. The risk profile is already low — the substance is the problem.

The file

What to put in front of them.

  1. Bring signed engagements to the applicationEven one named client with a signed scope changes the file from projection to evidence.
  2. Describe the service precisely'Management consultancy' means nothing. 'Regulatory compliance advisory to insurance brokers in the GCC' means something.
  3. Declare the client geographyCross-border fees into a low-substance company are flagged unless expected. Expected is a matter of having said so.
  4. Keep the licensed activity narrowA consultancy licence with a trading activity attached will be read as a trading company.
  5. Invoice properly from the first monthSequential invoices matching the licensed activity are the cheapest substance you will ever build.
The mistake people make. Under-describing the business because it feels simple. 'Consulting' as an answer to what the company does is close to no answer, and it is the most common thing on a consultancy's application form.

Related

Questions

The risk profile is low, but the substance is too, which creates a different problem. Signed client contracts resolve most of it.

It needs explaining, particularly alongside high projections. A consultancy genuinely working from client sites should say so.

That is common and fine, provided you declare the countries and currencies before money starts moving.

Not necessarily, but the gap between premises and projected revenue is what gets questioned. Keep projections realistic.

One question

Where will the money actually come from?